CIRO also asks advisors to refrain from speculation or from providing information inconsistent with CIRO’s official ...

“When that trust is broken by a cyberattack, the consequences can be serious and long-lasting, including heightened risks of identity theft, fraud, and ongoing privacy harms. This action seeks to hold ...

CNW/ - Following a hearing held under the Investment Dealer and Partially Consolidated (IDPC) Rules on August 11, 2025, a hearing panel of the Canadian Investment Regulatory Organization (CIRO) issued ...

The hearing panel's reasons for decision are available at: ...

The sanctions were somewhat softer than CIRO staff sought. In particular, it called for a $1-million fine on the firm, and a two-year suspension for Deeb — whereas the respondents argued for a $90,000 ...

CIRO is also refining its Annual Risk Questionnaire upgrading the digital interface so dealers can submit responses, upload supporting documentation and provide feedback more seamlessly. Enhancements ...

CIRO is providing two years of free credit monitoring through Equifax and TransUnion. Chief executive Andrew Kriegler told ...

This year’s report addresses, among other items, the management of emerging technology risks, including cybersecurity and AI.

The Canadian Investment Regulatory Organization (CIRO) is sending notification letters to investors affected by the regulator’s August data breach, but it’s financial advisors who are addressing ...